We Sue Wall Street

TRUST US TO HANDLE YOUR CASE

We have the experience and knowledge to handle your securities case.

Our team of Securities attorneys has decades of experience suing Wall Street, recovering millions of dollars in losses for our clients. While we handle many types of securities cases, most involve recovering retirement funds. We offer personalized, hands-on involvement in every case. We will tirelessly fight to recover your losses.

The Securities Lawyers have three main goals:

• To fight every day for our clients in court and arbitration to recover lost funds.
• To help clients get back on track by recovering funds lost or stolen as a result of their broker’s conduct.
• To protect investors by lobbying Congress and working with FINRA (the Financial Industry Regulatory Authority) to enact laws and regulations that prevent retirement funds from being lost.

Our Securities Litigation Team

The head of our securities and litigation group, Sean Sweeney, served for four years on FINRA’s National Arbitration and Mediation Committee, which helps make the rules for the FINRA Arbitration Forum. Sean works alongside a talented team of focused and committed attorneys who provide personalized attention and high-quality representation. When you retain us for your case, you will receive personalized, hands-on involvement from a partner-level attorney.

Our team can handle numerous types of securities cases:

• Misrepresentation or Omissions in the sale of a Security – Securities fraud
• Recommendation of Investments that are not appropriate for the investor – Suitability Claims
• Losses from REITs, BDCs, LLPs, and other Alternative Investment Claims
• Losses from Variable Annuities, Indexed Annuities, VULs and IULs

OUR FEES

We only get paid if we win.

Our fee is a percentage of what we recover for you. There is no upfront fee. We understand that the last thing you want to do is take the risk of paying your lawyer’s fees upfront while trying to recover what was lost. That is why we work on a contingent fee basis for these claims. This aligns our interests with yours, which is to resolve the matter for as large of a recovery as possible.

For clients with a potential securities claim, we provide:

1. Free consultation to discuss and review your claim.
2. An explanation of the time, commitment, and process for FINRA arbitration (the most common forum for these claims).
3. Adherence to the rules of FINRA arbitration, which dictate that the final hearing takes place in the FINRA service location closest to where the claimant (the investor) lives. However, every other aspect of the proceeding is handled on the FINRA web portal and over the phone/zoom, allowing us to represent investors nationwide.

FEATURED SERVICES

REVIEWS & RATINGS

 
 
 
  
 
 
 
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 Shayne Cameron 
 
 
 
  
When I contacted Sean by email about my GWG investment Sean called me right away. We talked for about 30mins, that's when I found out it was about all the investments, I was wrongly put into. Sean Sweeney and his team mediated and recovered on my case. Sean stated it would take a year for the case to be completed and he stayed on time. Sean's team stayed in contact with me and kept me informed and answered all questions. During the hearing Sean was very accurate on how the hearing would go and advised me all the way through. Highly recommend Sean Sweeny with Halling & Cayo, Security Lawyer
  
 
  
 
 
 
 Posted on Google  
  
 
 Jason Striker 
 
 
 
  
Sean Sweeney and the entire team at Halling & Cayo were great to work with! They systematically handled my case and achieved a positive outcome. From the day I made initial contact with them, to the day they sent my settlement check was less than 4 months. They were very thorough and responsive with all communication every step of the way.
  
 
  
 
 
 
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 Fran Langschultz 
 
 
 
  
Working with Sean was a truly rewarding experience. He adeptly represented me in a challenging personal case, showcasing his expertise with confidence. His efficiency and kindness made a significant difference. I wholeheartedly recommend his services.
  
 
  
 
 
 
 Posted on Google  
  
 
 Brian Rhoades 
 
 
 
  
Sean was easy to work with.  He really guided us through the process.  However, we came up a little short on our expected settlement amount.  We do admire him for having the courage to take on such a challenging legal battle.  We will always be grateful for what he has done for us.
  
 
  
 
 
 
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 Victor Rodriguez 
 
 
 
  
Great lawyers. Sean Sweeney and his staff where with us 100% of the way with our case and was resolved quickly. Loved the outcome and their due diligence. When the other party saw that these where experienced SEC attorneys they avoided mediation and agreed with our terms before a lawsuit was filed. The lack of a threat was not left out. Quick results after their first display of power. Very happy with results.
  
 
  
 
 
 
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 David Fastenberg 
 
 
 
  
Law firm did a great job negotiating, things worked out just as they predicted and they were very reasonable on the expenses.
  
 
  
 
 
 
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 Daniel Neumann 
 
 
 
  
Wonderful and very companionate understanding people. Great working with you. May GOD bless you ALWAYS.  Again thankyou for helping me with this case. And if any thing in the future arises I will definitely be contacting you.
  
 
  
 
 
 
 Posted on Google  
  
 
 Jim Treis (Treis Real Estate) 
 
 
 
  
The firm was very professional and easy to work with.
  
 
  
 
 
 
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 Hillock Gordons 
 
 
 
  
Sean and his staff have been great to work with.  They are extremely responsive to questions and have been great at explaning each step of our case.  Highly recommended.
  
 
  
 
 
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 Google rating score: 4.9 of 5, based on 11 reviews 
 
   
 
 

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