As the financial markets continue to reel from the Coronavirus and its effects on the economy, people are seeing years… Read More →
Can I Recover Losses Suffered Due to Robinhood Crash(es)?
Robinhood Securities is a broker-dealer registered with FINRA under Robinhood Securities, LLC and Robinhood Financial, LLC that provides “free stock”… Read More →
GPB Capital Holdings Under Investigation for Securities Fraud
The Securities Lawyers from Halling and Cayo, S.C. are investigating claims against brokers that have recommended and sold GPB Capital… Read More →
Mr. Sweeney Goes to Washington – Protecting Investors with Congress
As the co-chair of the legislative committee for the Public Investors Arbitration Bar Association, I am excited about the initiatives… Read More →
Did you invest in Bluerock Real Estate’s The Charles?
In late January, 2019, those people that invested in BR 1355 First Avenue Development, LLC as Tenants-in-Common (TIC) or through… Read More →
Oconomowoc based Investment Broker banned by FINRA
Edward Earl Matthes (“Ed Matthes”), an Oconomowoc based Broker and Registered Investment Advisor, has been barred by the Financial Industry… Read More →
Oil and Gas Sector Experiencing Massive Downturn
The Direxion Daily S&P Oil & Gas Exp. & Prod. Bull and Bear 3X Shares ETF claims to seek daily investment… Read More →
Identifying Securities Claims From Your Client’s Prior Broker
Even experienced brokers and advisors can have a difficult time evaluating whether the activity in their customers’ accounts with their… Read More →
What is “Buying on Margin” and What Triggers a Margin Call?
Buying on margin is the purchase of an asset by using leverage and borrowing the balance from the broker’s firm…. Read More →
Investigating Wells Fargo Advisors in Appleton, Wisconsin
The advisors operating out of the Appleton Branch for Wells Fargo on Westhill Boulevard have had numerous customer complaints and… Read More →
Watch out for Bad Brokers
Everyone wants to make a quick buck and get in on the deal of the century. Human nature being what… Read More →
Ten Ways to Identify Risk in Your Portfolio
From Peter Sayer’s Guide to Investment Strategy The old saying, “If it’s too good to be true, it probably is.”… Read More →