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Securities Law Updates & News

Can I recover my stock market losses from the Coronavirus?

Sean Sweeney - March 19, 2020August 31, 2022

As the financial markets continue to reel from the Coronavirus and its effects on the economy, people are seeing years… Read More →

Can I Recover Losses Suffered Due to Robinhood Crash(es)?

Sean Sweeney - March 3, 2020August 31, 2022

Robinhood Securities is a broker-dealer registered with FINRA under Robinhood Securities, LLC and Robinhood Financial, LLC that provides “free stock”… Read More →

GPB Capital Holdings Under Investigation for Securities Fraud

Sean Sweeney - October 30, 2019August 31, 2022

The Securities Lawyers from Halling and Cayo, S.C. are investigating claims against brokers that have recommended and sold GPB Capital… Read More →

Mr. Sweeney Goes to Washington – Protecting Investors with Congress

Sean Sweeney - April 29, 2019August 31, 2022

As the co-chair of the legislative committee for the Public Investors Arbitration Bar Association, I am excited about the initiatives… Read More →

Did you invest in Bluerock Real Estate’s The Charles?

Seth Hill - April 23, 2019August 31, 2022

In late January, 2019, those people that invested in BR 1355 First Avenue Development, LLC as Tenants-in-Common (TIC) or through… Read More →

Oconomowoc based Investment Broker banned by FINRA

Seth Hill - April 1, 2019August 31, 2022

Edward Earl Matthes (“Ed Matthes”), an Oconomowoc based Broker and Registered Investment Advisor, has been barred by the Financial Industry… Read More →

Oil and Gas Sector Experiencing Massive Downturn

Seth Hill - April 1, 2019August 31, 2022

The Direxion Daily S&P Oil & Gas Exp. & Prod. Bull and Bear 3X Shares ETF claims to seek daily investment… Read More →

Identifying Securities Claims From Your Client’s Prior Broker

Sean Sweeney - March 31, 2019August 31, 2022

Even experienced brokers and advisors can have a difficult time evaluating whether the activity in their customers’ accounts with their… Read More →

What is “Buying on Margin” and What Triggers a Margin Call?

Sean Sweeney - March 19, 2019August 31, 2022

Buying on margin is the purchase of an asset by using leverage and borrowing the balance from the broker’s firm…. Read More →

Investigating Wells Fargo Advisors in Appleton, Wisconsin

Sean Sweeney - February 25, 2019August 31, 2022

The advisors operating out of the Appleton Branch for Wells Fargo on Westhill Boulevard have had numerous customer complaints and… Read More →

Watch out for Bad Brokers

Daniel O'Brien - February 6, 2019August 31, 2022

Everyone wants to make a quick buck and get in on the deal of the century.  Human nature being what… Read More →

Ten Ways to Identify Risk in Your Portfolio

Sean Sweeney - January 25, 2019August 31, 2022

From Peter Sayer’s Guide to Investment Strategy The old saying, “If it’s too good to be true, it probably is.”… Read More →

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“At The Securities Lawyers, you get hands-on involvement from a partner level attorney. If I'm on your case, there will be associates and paralegals assisting, but I will be the one trying your case, negotiating settlements, and mediating your case.”

SEAN M. SWEENEY
The Securities Lawyers
Halling & Cayo, S.C.
320 E Buffalo St Ste 611,
Milwaukee, WI 53202
(414) 755-5020
sms@hallingcayo.com
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MON 8AM - 5PM
TUE 8AM - 5PM
WED 8AM - 5PM
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ABOUT HALLING & CAYO, S.C.

The Securities Lawyers is comprised of the securities attorneys from the Securities Litigation and Arbitration Team for Halling & Cayo, S.C., providing quality legal representation on a wide range of issues, including business law and securities litigation. Our attorneys provide the highest caliber of legal services, with a friendly and informal approach that focuses on cost-effective and goal-oriented solutions.

PROTECTING INVESTORS, RECOVERING LOSSES.

It is not just a tagline, it defines what we do. We work every day to help protect investors by lobbying congress and working with FINRA to enact laws and regulations to prevent retirement funds from being lost in the first place. At the same time, we are fighting daily for our clients in court and arbitration to recover those funds they have already lost. Our primary focus is to help our clients get back on track towards the retirement they were building by recovering the funds that were lost or stolen as a result of their broker’s conduct.

*Disclaimer: the information provided by this website is for informational purposes only and should not be considered legal advice or a substitute for competent legal counsel.
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