Aaron Pierce Sevigny (CRD#4314368) and UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

There is a way to recover investment losses

Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.

If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.

Claim(s) Made Against Aaron Pierce Sevigny:

Claim Date: 5/8/2026

“Breach of fiduciary duties, Violation of FINRA Rules, Breach of Contract and Negligence”

This claim, as of this posting, is currently Pending with a claim amount of $499,999.00 .

Claim Date: 5/4/2026

“Breach of Fiduciary Duty, Violation of FINRA Rules, Breach of Contract and Negligence”

This claim, as of this posting, is currently Pending with a claim amount of $499,999.00 .

Claim Date: 4/28/2026

“Breach of Fiduciary Duty, Violation of FINRA Rules, Breach of Contract and Negligence”

This claim, as of this posting, is currently Pending with a claim amount of $499,999.00 .

Claim Date: 1/6/2026

“BREACH OF CONTRACT AND WARRANTIES, PROMISSORY ESTOPPEL, VIOLATION OF THE CONSUMER PROTECTION AND DECEPTIVE TRADE PRACTICES ACT, VIOLATION OF STATE SECURITIES STATUTES, FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE, MISREPRESENTATION/OMMISSION AND NEGLIGENT MISREPRESENTATION/OMISSION, UNJUST ENRICHMENT, COMMON LAW, STATUTORY CLAIMS AND DAMAGES, AND VICARIOUS & CONTROL PERSON LIABILITY.”

This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .

Claim Date: 1/20/2026

“Violation of Section 10(b) of the Exchange Act and Rule 10b-5, Section 20(a) Controlling Person Liability Under the Exchange Act, Violation of RICO, 18 U.S.C. § 1962(c), RICO Conspiracy, 18 U.S.C. § 1962(d), New Jersey Consumer Fraud Act, N.J.S.A. 56:8-1 et seq., Common-Law Fraud, Breach of Fiduciary Duty, Negligence, Aiding and Abetting Fraud and Breach of Fiduciary Duty.”

This claim, as of this posting, is currently Pending with a claim amount of $2,000,000.00 .

See more information on FINRA’s BrokerCheck site for Aaron Pierce Sevigny.

Did you have an investment issue with Aaron Pierce Sevigny?

If you are a current or former client of Aaron Pierce Sevigny and UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER from Bonita Springs, FL, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Aaron Pierce Sevigny, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Aaron Pierce Sevigny and UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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