Adam Michael Chustz (CRD#4129813) and STIFEL, NICOLAUS & COMPANY, INCORPORATED

The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Adam Michael Chustz (CRD#4129813) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Adam Michael Chustz:

Claim Date: 10/31/2025

“Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Neglect Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages; Vicarious & Control Person Liability;”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

As of 7/26/2026, this claim status is Settled.

Claim Date: 10/6/2025

“Claimant alleges breach of contract and warranties, promissory estoppel; violation of Consumer Protection and Deceptive Trade Practices Act; violation of state securities statutes; common law fraud; breach of fiduciary duty; negligence and gross negligence; misrepresentation/omission and negligent misrepresentation/omission; and unjust enrichment.”

This claim, as of this posting, is currently Pending with a claim amount of $200,000.00 .

As of 7/26/2026, this claim status is Settled.

Claim Date: 8/19/2025

“Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Negligent Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages and Vicarious & Control Person Liability.”

This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .

As of 7/26/2026, this claim status is Settled.

Claim Date: 8/21/2025

“Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Negligent; Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages; and Vicarious & Control Person Liability.”

This claim, as of this posting, is currently Pending with a claim amount of $5,000,000.00 .

As of 7/26/2026, this claim status is Settled.

Claim Date: 8/1/2025

“Claimant alleges breach of contract and warranties, promissory estoppel; violation of Consumer Protection and Deceptive Trade Practices Act; violation of state securities statutes; common law fraud; breach of fiduciary duty; negligence and gross negligence; misrepresentation/omission and negligent misrepresentation/omission; and unjust enrichment.”

This claim, as of this posting, is currently Pending with a claim amount of $200,000.00 .

Claim Date: 7/21/2025

“Customer alleges registered representative made an unsuitable recommendation.”

This claim, as of this posting, is currently Pending with a claim amount of $77,000.00 .

See more information on FINRA’s BrokerCheck site for Adam Michael Chustz.

Were you a client of Adam Michael Chustz?

Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor.) If you are a former customer of Adam Michael Chustz and STIFEL, NICOLAUS & COMPANY, INCORPORATED and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Adam Michael Chustz, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Adam Michael Chustz and STIFEL, NICOLAUS & COMPANY, INCORPORATED from PADUCAH, KY, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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