The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Alexis Steffanie Resnick (CRD#5365621 ) regarding allegations made regarding the following:
Claim(s) Made Against Alexis Steffanie Resnick:
Claim Date: 12/21/2022
“Client alleges the RR did not properly explain a traditional conversion to a variable insurance policy in 2022.”
This claim is currently Pending.
See more information on FINRA’s BrokerCheck site for Alexis Steffanie Resnick .
Did you have problems with Alexis Steffanie Resnick?
If you were a client of Alexis Steffanie Resnick and EQUITABLE ADVISORS, LLC from FT. LAUDERDALE, FL and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Alexis Steffanie Resnick. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.
We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Alexis Steffanie Resnick and EQUITABLE ADVISORS, LLC and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
