If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.
The Securities Lawyers at Halling & Cayo, S.C. are currently investigating potential claims on behalf of investors. If you suffered losses related to securities recommended by this individual, we are interested in discussing your options.
Claim(s) Made Against Alwin F Martinez Gonzalez:
Claim Date: 1/15/2026
“In November of 2025, client sent a complaint alleging unauthorized trading for $10000 of preferredshares of Prospect Capital. Claim states she notified the advisor after their October 2024 meeting tonot place the the preferred stock trade, to which she stated the financial professional confirmed viatext message.”
This claim, as of this posting, is currently Settled with a claim amount of $10,000.00 .
