November 3, 2025 July 24, 2026
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Amit Jonathan Urban (CRD#6855682 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Amit Jonathan Urban:
Claim Date: 11/3/2025
“Client is alleging failure to conduct proper due diligence, misrepresentation, omissions, and unsuitable recommendation related to January 2023 investment.”
This claim, as of this posting, is currently Pending with a claim amount of $475,000.00 .
See more information on FINRA’s BrokerCheck site for Amit Jonathan Urban .
Did you have problems in an account managed by Amit Jonathan Urban?
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Amit Jonathan Urban and CONCORDE INVESTMENT SERVICES, LLC and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
If you are a current or former client of Amit Jonathan Urban and CONCORDE INVESTMENT SERVICES, LLC from Ann Arbor, MI, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Amit Jonathan Urban, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor .)
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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