Andre Lee (CRD#6979193) and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Andre Lee (CRD#6979193) regarding allegations made regarding the following:

Claim(s) Made Against Andre Lee:

Claim Date: 3/7/2024

“The client alleges the representative was not acting in their best interest from 10/13/2022-10/13/2023.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Andre Lee.

Did you have a negative experience with Andre Lee?

If you were a client of Andre Lee and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from MELVILLE, NY and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Andre Lee. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Andre Lee and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.