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If you were a client of this investment advisor, the securities lawyers at Halling & Cayo, S.C. would like to hear from you. We are analyzing potential claims related to the suitability of investments recommended by this broker.
Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.
Claim(s) Made Against Andrew Howard Kahner:
Claim Date: 1/16/2026
“Time Frame: January 1, 2016 to January 16th, 2026 What were the allegations against the individual? The client alleges that the UBS advisory fee billing methodology was not transparent”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Andrew Howard Kahner.
Did you have an investment issue with Andrew Howard Kahner?
If you are a current or former client of Andrew Howard Kahner and UBS FINANCIAL SERVICES INC. from NEW YORK, NY, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Andrew Howard Kahner, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor.) If you are a former customer of Andrew Howard Kahner and UBS FINANCIAL SERVICES INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .