Andrew Hung Nguyen (CRD#4126281) and CETERA INVESTMENT SERVICES LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Andrew Hung Nguyen (CRD#4126281) regarding allegations made regarding the following:

Claim(s) Made Against Andrew Hung Nguyen:

Claim Date: 3/18/2020

“Client alleges she was not made aware of the features of her VA contract.”

This claim, as of this posting, is currently Denied with a claim amount of $22,500.00 .

See more information on FINRA’s BrokerCheck site for Andrew Hung Nguyen.

Did you have a negative experience with Andrew Hung Nguyen?

If you had a negative experience or issue with Andrew Hung Nguyen and CETERA INVESTMENT SERVICES LLC from SAN JOSE, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Andrew Hung Nguyen, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Andrew Hung Nguyen and CETERA INVESTMENT SERVICES LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.