Andrew Michael Lawrence (CRD#4703567) and LPL FINANCIAL LLC

If your broker hurt your retirement, you may be able to recover

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Claim(s) Made Against Andrew Michael Lawrence:

Claim Date: 7/22/2026

“03/01/2023 – 03/02/2026 Client alleges that her advisor misrepresented three fixed indexed annuities purchases (same product) over a thirteen month period. Client further alleges the products were unsuitable.”

This claim, as of this posting, is currently Pending with a claim amount of $200,000.00 .

See more information on FINRA’s BrokerCheck site for Andrew Michael Lawrence.

Were you a customer of Andrew Michael Lawrence?

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Andrew Michael Lawrence and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Andrew Michael Lawrence, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Andrew Michael Lawrence and LPL FINANCIAL LLC from PUYALLUP, WA, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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