Andrew Thomas Roberson (CRD#4143407) and PARK AVENUE SECURITIES LLC

The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Andrew Thomas Roberson (CRD#4143407) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Andrew Thomas Roberson:

Claim Date: 1/7/2026

“Customer alleges the representative recommended and facilitated an unapproved private “solar program“ investment, which was unsuitable and involved misrepresentations and omissions, resulting in substantial losses. Customer also alleges inadequate supervision by firm. Information contained herein was obtained by the U5 amended filing by Park Avenue Securities.”

This claim, as of this posting, is currently Pending with a claim amount of $570,000.00 .

As of 9/8/2026, this claim status is Settled.

Claim Date: 2/28/2025

“Client alleges the RR encouraged him to invest $300,000 in a solar tax credit program called H2, which is not an approved product of the Firm. Client states he lost $191,000 in the investment.”

This claim, as of this posting, is currently Pending with a claim amount of $300,000.00 .

As of 2/21/2026, this claim status is Closed-No Action.

As of 7/26/2026, this claim status is Settled.

See more information on FINRA’s BrokerCheck site for Andrew Thomas Roberson.

Did you have a negative experience with Andrew Thomas Roberson?

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Andrew Thomas Roberson and PARK AVENUE SECURITIES LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you were a client of Andrew Thomas Roberson and PARK AVENUE SECURITIES LLC from SAN RAMON, CA and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Andrew Thomas Roberson. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.


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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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