The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Anselmo Contreras (CRD#4095453 ) regarding allegations made regarding the following:
Claim(s) Made Against Anselmo Contreras:
Claim Date: 3/26/2024
“Statement of Claim alleges an investment recommendation was made for the purpose of generating high commissions and fees and that Claimants were deprived of the ability to generate reasonable returns that would have been received in a diversified portfolio.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Anselmo Contreras .
Were you a customer of Anselmo Contreras?
If you are a current or former client of Anselmo Contreras, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Anselmo Contreras, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor .)
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Anselmo Contreras and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
