Anthony Stephen Jovanovich (CRD#2948544) and WINTRUST INVESTMENTS LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Anthony Stephen Jovanovich (CRD#2948544) regarding allegations made regarding the following:

Claim(s) Made Against Anthony Stephen Jovanovich:

Claim Date: 1/9/2024

“Claimant filed for FINRA Arbitration against Wintrust Investments alleging that Representative Jovanovich stated the investment needed to stay in the account for at least 5 years and that during that time the claimants could expect monthly dividends. Claimants tried to contact Mr. Jovanovich but he was regularly unavailable. In the end, the clients suffered considerable loss in their investment.”

This claim, as of this posting, is currently Pending with a claim amount of $61,308.00 .

Claim Date: 12/18/2023

“[REDACTED], on behalf of her mother, alleges Mr. Jovanovich and his colleague misrepresented the REIT investment recommended stating that clients could earn 7% monthly dividend with no downside. It was further alleged that the investments in Guggenheim UITs were not suitable with the clients conservative objective, that these investments were very risky, not diversified, and resulted in large losses.”

This claim, as of this posting, is currently Pending with a claim amount of $9,107.16 .

See more information on FINRA’s BrokerCheck site for Anthony Stephen Jovanovich.

Did you have a negative experience with Anthony Stephen Jovanovich?

If you are a current or former client of Anthony Stephen Jovanovich and WINTRUST INVESTMENTS LLC from ELGIN, IL, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Anthony Stephen Jovanovich, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Anthony Stephen Jovanovich and WINTRUST INVESTMENTS LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.