Anton Nicola Nijmeh (CRD#2314585) and DFPG INVESTMENTS, LLC

If your broker hurt your retirement, you may be able to recover

Halling & Cayo, S.C. is evaluating legal claims involving this financial advisor's conduct. We encourage customers who believe they may have a cause of action related to these investment recommendations to reach out to our securities lawyers.

The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.

Claim(s) Made Against Anton Nicola Nijmeh:

Claim Date: 7/9/2026

“Customer alleges breach of fiduciary duty and unsuitable investment recommendations related to alternative investments purchased between 2015-2018.”

This claim, as of this posting, is currently Pending with a claim amount of $362,000.00 .

See more information on FINRA’s BrokerCheck site for Anton Nicola Nijmeh.

Were you a customer of Anton Nicola Nijmeh?

If you had a negative experience or issue with Anton Nicola Nijmeh and DFPG INVESTMENTS, LLC from San Jose, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Anton Nicola Nijmeh, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Anton Nicola Nijmeh and DFPG INVESTMENTS, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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