Austin Arata (CRD#6448739) and KINECTA FINANCIAL & INSURANCE SERVICES

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Austin Arata (CRD#6448739) regarding allegations made regarding the following:

Claim(s) Made Against Austin Arata:

Claim Date: 3/11/2024

“Claimant alleges representative made unauthorized transactions in his accounts in May 2023.”

This claim, as of this posting, is currently Pending with a claim amount of $340,000.00 .

See more information on FINRA’s BrokerCheck site for Austin Arata.

Were you a client of Austin Arata?

If you were a customer of Austin Arata and KINECTA FINANCIAL & INSURANCE SERVICES from WOODLAND HILLS, CA and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video, Warning signs of a bad financial advisor). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Austin Arata, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Austin Arata and KINECTA FINANCIAL & INSURANCE SERVICES and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.