Betti Ellen Gardner (CRD#6556054) and EDWARD JONES

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Betti Ellen Gardner (CRD#6556054) regarding allegations made regarding the following:

Claim(s) Made Against Betti Ellen Gardner:

Claim Date: 3/18/2020

“Client alleges that the Financial Advisor placed trades in his individual account of February 14, 2020 without his authorization”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Betti Ellen Gardner.

Did you have a negative experience with Betti Ellen Gardner?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Betti Ellen Gardner and EDWARD JONES and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you were a client of Betti Ellen Gardner and EDWARD JONES from BELTON, TX, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Betti Ellen Gardner, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.