September 9, 2025
The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Brad Alan Zent (CRD#3200328 ) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Brad Alan Zent:
Claim Date: 9/9/2025
“Trustee alleges that a Single Premium Immediate Annuity (SPIA) application submitted in December 2007 included forged signatures for both her and her daughter, which were allegedly accepted by New York Life.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Brad Alan Zent .
Did you have problems in an account managed by Brad Alan Zent?
The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing? .) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Brad Alan Zent and NYLIFE SECURITIES LLC and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible. Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
If you had a negative experience or issue with Brad Alan Zent and NYLIFE SECURITIES LLC from CENTERVILLE, OH, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Brad Alan Zent, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
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