Brian Joseph Lombardi (CRD#4227216) and BOUSTEAD SECURITIES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Brian Joseph Lombardi (CRD#4227216) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Brian Joseph Lombardi:

Claim Date: 6/11/2026

“The client was unhappy with his performance of his investments. All transactions were suitable and authorized by the client. Two of the three investments were unsolicited by the client himself.”

This claim, as of this posting, is currently Settled with a claim amount of $264,000.00 .

The investor was paid $150,000.00 by the brokers’ firm.

Claim Date: 9/17/2025

“The complaint stems from activity that took place in 2017, I deny all allegations and intend on seeking a judicious resolution.”

This claim, as of this posting, is currently Pending with a claim amount of $99,500.00 .

Claim Date: 8/18/2025

“Time Frame: June 2017. Claimants allege product is unsuitable.”

This claim, as of this posting, is currently Pending with a claim amount of $99,500.00 .

See more information on FINRA’s BrokerCheck site for Brian Joseph Lombardi.

Did you have problems in an account managed by Brian Joseph Lombardi?

If you were a client of Brian Joseph Lombardi and BOUSTEAD SECURITIES, LLC from IRVINE, CA and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Brian Joseph Lombardi. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Brian Joseph Lombardi and BOUSTEAD SECURITIES, LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.


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