Brian Lee Segel (CRD#1610632) and MML INVESTORS SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Brian Lee Segel (CRD#1610632) regarding allegations made regarding the following:

Claim(s) Made Against Brian Lee Segel:

Claim Date: 2/10/2020

“CUSTOMER ALLEGES THE TWO VARIABLE ANNUITY POLICIES SHE PURCHASED IN JUNE 2015 DID NOT TAKE INTO CONSIDERATION THE LACK OF LIQUIDITY THAT SHE WOULD BE ALLOWING FOR HERSELF WHEN INCLUDING THREE ADDITIONAL FIXED POLICIES SHE HAD ALSO RECENTLY PURCHASED.”

This claim, as of this posting, is currently Settled.

The investor was paid $4,492.74 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Brian Lee Segel.

Have an issue with Brian Lee Segel?

If you are a former client of Brian Lee Segel and MML INVESTORS SERVICES, LLC from White Plains, NY, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Brian Lee Segel, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Brian Lee Segel and MML INVESTORS SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.