Claims Against Stock Brokers

Brock Justin Brady (CRD#4638576)

Sean Sweeney -

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Brock Justin Brady (CRD#4638576) regarding allegations made regarding the following:

Claim(s) Made Against Brock Justin Brady:

Claim Date: 10/20/2022

“Claimant alleges that in 2016 the Representative misrepresented that certain investments, such as a Real Estate Investment Trust, were conservative, secure, and did not carry any significant risks, and the Claimant suffered estimated losses in excess of $270,000.”

This claim is currently Pending with a claim amount of $270,000.00 .

See more information on FINRA’s BrokerCheck site for Brock Justin Brady.

Did you have problems with Brock Justin Brady?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Brock Justin Brady and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you had a negative experience or issue with Brock Justin Brady, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Brock Justin Brady, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.