If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.
If you were a client of this investment advisor, the securities lawyers at Halling & Cayo, S.C. would like to hear from you. We are analyzing potential claims related to the suitability of investments recommended by this broker.
Claim(s) Made Against Carey Blake Rolls:
Claim Date: 5/13/2026
“Customers allege that their former financial advisor directed them to invest in a non-Firm loan investment and in a separate non-Firm business venture (boat and shipping company), both of which investments were unsuitable and resulted in losses to their investment amounts. Customers assert claims of breach of fiduciary duty, fraud, and civil theft.”
This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .
