Carlos Jose Freire (CRD#5321405)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Carlos Jose Freire (CRD#5321405) regarding allegations made regarding the following:

Claim(s) Made Against Carlos Jose Freire:

Claim Date: 6/19/2019

“Time frame: Unspecified Allegations: Claimants allege the recommendation to invest in and hold Puerto Rico closed-end funds was unsuitable, and that their accounts were unsuitably over concentrated in Puerto Rico investments. They also allege that the risks of investing in and concentration in Puerto Rico investments was misrepresented.”

This claim is currently Settled with a claim amount of $110,000.00 .

The investor was paid $65,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Carlos Jose Freire.

Were you a client of Carlos Jose Freire?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Carlos Jose Freire and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you had a negative experience or issue with Carlos Jose Freire, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Carlos Jose Freire, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.