Carter J Damm (CRD#8101686) and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

We protect investors rights

If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.

The Securities Lawyers at Halling & Cayo, S.C. are currently investigating potential claims on behalf of investors. If you suffered losses related to securities recommended by this individual, we are interested in discussing your options.

Claim(s) Made Against Carter J Damm:

Claim Date: 3/26/2026

“Client alleges unauthorized purchase of a Certificate of Deposit in March 2026.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $170,000.00 .

See more information on FINRA’s BrokerCheck site for Carter J Damm.

Were you a client of Carter J Damm?

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of Carter J Damm and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you are a current or former client of Carter J Damm and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from LINCOLN, RI, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Carter J Damm, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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