Charlene Francis Causey (CRD#1386090)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Charlene Francis Causey (CRD#1386090) regarding allegations made regarding the following:

Claim(s) Made Against Charlene Francis Causey:

Claim Date: 2/11/2020

“Time Frame: June 14, 2018 What were the allegations against the individual? The client‘s wife who has authority alleges her husband‘s position in Apple was sold despite instructions not to sell it.”

This claim, as of this posting, is currently Settled with a claim amount of $7,604.46 .

The investor was paid $5,281.21 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Charlene Francis Causey.

Were you a customer of Charlene Francis Causey?

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Charlene Francis Causey and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

If you were a client of Charlene Francis Causey, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Charlene Francis Causey, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.