The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have potential claims against Chase Matthew Awalt (CRD#5173447) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Chase Matthew Awalt:
Claim Date: 7/22/2025
“The client alleged the rep placed an equity trade in his account without his authorization in July of 2025.”
This claim, as of this posting, is currently Denied with a claim amount of $25,000.00 .
See more information on FINRA’s BrokerCheck site for Chase Matthew Awalt.
Did you have problems in an account managed by Chase Matthew Awalt?
Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Chase Matthew Awalt and CETERA WEALTH SERVICES, LLC and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .
If you were a client of Chase Matthew Awalt and CETERA WEALTH SERVICES, LLC from DALLAS, TX and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Chase Matthew Awalt. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.