Claims Against Stock Brokers

Cheryl Diane Richardson (CRD#1807190) and MML INVESTORS SERVICES, LLC

Sean Sweeney -

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Cheryl Diane Richardson (CRD#1807190) regarding allegations made regarding the following:

Claim(s) Made Against Cheryl Diane Richardson:

Claim Date: 1/3/2023

“The complainant, who was the customer‘s POA, alleges that in 2021, the rep annuitized the customer‘s variable annuity and didn‘t explain that if the customer didn‘t live to the end of the 5 year contract, the remaining amount in the account would be forfeited. The complainant alleges that the rep illustrated one plan but put the customer‘s funds into something different. The complainant wants the balance of the customer‘s account returned.”

This claim is currently Pending with a claim amount of $46,873.00 .

See more information on FINRA’s BrokerCheck site for Cheryl Diane Richardson.

Did you have problems with Cheryl Diane Richardson?

If you were a client of Cheryl Diane Richardson and MML INVESTORS SERVICES, LLC from FREEPORT, IL and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Cheryl Diane Richardson. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Cheryl Diane Richardson and MML INVESTORS SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover funds.