Christopher Stormont Dodd (CRD#7440612) and NYLIFE SECURITIES LLC

We protect investors rights

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.

Claim(s) Made Against Christopher Stormont Dodd:

Claim Date: 3/16/2026

“The policyowners allege they were misled when they purchased variable annuities in November and December 2024, respectively, and that the policies do not suit their needs. The policyowners request to terminate the variable annuities with no surrender charges or costs.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Christopher Stormont Dodd.

Were you a client of Christopher Stormont Dodd?

If you are a current or former client of Christopher Stormont Dodd and NYLIFE SECURITIES LLC from Moosic, PA, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Christopher Stormont Dodd, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor.)

Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor.) If you are a former customer of Christopher Stormont Dodd and NYLIFE SECURITIES LLC and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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