Clarence William Row (CRD#1485294) and AMERIPRISE FINANCIAL SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Clarence William Row (CRD#1485294) regarding allegations made regarding the following:

Claim(s) Made Against Clarence William Row:

Claim Date: 3/12/2020

“The client alleged the advisor failed to apply 10% trailing stop orders on all eligible positions in his accounts as instructed on January 9, 2020.”

This claim, as of this posting, is currently Settled.

The investor was paid $15,846.65 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Clarence William Row.

Did you have problems with Clarence William Row?

If you were a client of Clarence William Row and AMERIPRISE FINANCIAL SERVICES, LLC from SAN FRANCISCO, CA, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Clarence William Row, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Clarence William Row and AMERIPRISE FINANCIAL SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.