Clark Warren Fee (CRD#3212309) and STONEX SECURITIES INC.
We help investors recover losses
The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.
If you were a client of this investment advisor, the securities lawyers at Halling & Cayo, S.C. would like to hear from you. We are analyzing potential claims related to the suitability of investments recommended by this broker.
Claim(s) Made Against Clark Warren Fee:
Claim Date: 7/15/2026
“Customer alleges that from approximately 2022 through 2026, the registered representative failed to follow repeated instructions to reallocate assets within the customer‘s Variable Universal Life (VUL) policy from a bond fund sub-account into growth-oriented investment options. The customer contends that the representative intentionally did not execute the requested reallocations and instead attempted to “time the market“ without authorization. The customer alleges failure to follow instructions, unauthorized discretionary activity, breach of fiduciary duty, and failure to properly manage the account, resulting in lost investment opportunity and diminished account value.”
This claim, as of this posting, is currently Pending with a claim amount of $750,000.00 .
