Clay Gavin Erickson (CRD#1583644)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Clay Gavin Erickson (CRD#1583644) regarding allegations made regarding the following:

Claim(s) Made Against Clay Gavin Erickson:

Claim Date: 1/31/2020

“The plan administrator alleges on behalf of the participants in the plan that the former registered representative did not provide options relating to subaccount choices and alleges the funds remained in the money market account.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Clay Gavin Erickson.

Were you a customer of Clay Gavin Erickson?

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Clay Gavin Erickson and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

If you are a former client of Clay Gavin Erickson, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Clay Gavin Erickson, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.