The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.
The Securities Lawyers at Halling & Cayo, S.C. are currently investigating potential claims on behalf of investors. If you suffered losses related to securities recommended by this individual, we are interested in discussing your options.
Claim(s) Made Against Corey W Wells:
Claim Date: 3/6/2026
“Complainant alleges they witnessed a virtual meeting between the rep and another customer in which the representative forged the customer‘s signature. Additionally, complainant alleges they were asked by the rep to purchase, complete and mail a money order for another customer using money given to the rep by said customer. Additional allegations include confidentiality breaches, service issues around a name and beneficiary change, and failure to disclose fees accurately. Complainant additionally alleges representative allowed others to use his (representative‘s) notary stamp and forge his signature. Further, complainant alleges representative advised them to write their signature illegible.”
This claim, as of this posting, is currently Closed-No Action.
