Curtis Patrick Carey (CRD#1763646)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Curtis Patrick Carey (CRD#1763646) regarding allegations made regarding the following:

Claim(s) Made Against Curtis Patrick Carey:

Claim Date: 3/19/2020

“Customer alleges the recommendation to purchase a Variable Annuity in December 2014 was not in his best interest as this purchase was funded by a fixed life insurance policy loan, however the costs associated with the policy loan have outweighed any gains in the Variable Annuity policy.”

This claim, as of this posting, is currently Settled.

The investor was paid $780.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Curtis Patrick Carey.

Were you a client of Curtis Patrick Carey?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Curtis Patrick Carey and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you had a negative experience or issue with Curtis Patrick Carey, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Curtis Patrick Carey, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.