Dale Edward Wondisford (CRD#6088117)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Dale Edward Wondisford (CRD#6088117) regarding allegations made regarding the following:

Claim(s) Made Against Dale Edward Wondisford:

Claim Date: 3/10/2024

“In April 2023 client purchased an IRA annuity through 2 agents (other agent‘s name is not being disclosed in this filing). In January 2024 client contacted the insurance company to surrender the annuity policy. The client incurred a surrender charge of $6788.33. Client filed a complaint with the Better Business Bureau March 8, 2024 to recover the amount of the surrender charge. The Better Business Bureau forwarded the complaint to the insurance company. The insurance company requested a statement from the agents. The insurance company closed the complaint March 18, 2024.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $6,788.33 .

See more information on FINRA’s BrokerCheck site for Dale Edward Wondisford.

Did you have problems in an account managed by Dale Edward Wondisford?

If you had a negative experience or issue with Dale Edward Wondisford, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Dale Edward Wondisford, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Dale Edward Wondisford and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.