Dan Miles Gregory (CRD#6238826) and NYLIFE SECURITIES LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Dan Miles Gregory (CRD#6238826) regarding allegations made regarding the following:

Claim(s) Made Against Dan Miles Gregory:

Claim Date: 3/17/2020

“Customer alleges RR Gregory invested funds without his authorization. The customer‘s funds were transferred into a group variable annuity from another financial institution and the customer requested the assets remain in a money market fund until further instruction instead of following the pre-authorized investment allocation.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Dan Miles Gregory.

Did you have a negative experience with Dan Miles Gregory?

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Dan Miles Gregory and NYLIFE SECURITIES LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

If you were a customer of Dan Miles Gregory and NYLIFE SECURITIES LLC from LUBBOCK, TX and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Dan Miles Gregory, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.