Daniel Brian Cunningham (CRD#1296388)

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Daniel Brian Cunningham (CRD#1296388) regarding allegations made regarding the following:

Claim(s) Made Against Daniel Brian Cunningham:

Claim Date: 2/23/2020

“The complainant alleges that beginning in 2014, he did not understand the penalties involved if he was not able to fully fund his plan in any given year. The complainant also believes the investments used to fund the plan, appear to only be in the best interest of the firm, and representatives, since other products could have been utilized to accomplish his goal, with less cost to him.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Daniel Brian Cunningham.

Did you have a negative experience with Daniel Brian Cunningham?

If you were a client of Daniel Brian Cunningham and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Daniel Brian Cunningham. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Daniel Brian Cunningham and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.