Daniel Ernest Davis (CRD#1601521) and AUSDAL FINANCIAL PARTNERS, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Daniel Ernest Davis (CRD#1601521) regarding allegations made regarding the following:

Claim(s) Made Against Daniel Ernest Davis:

Claim Date: 2/21/2020

“Advisory client alleges Mr. Davis made unsuitable recommendations, did not communicate tax impact based on investment choices and would not explain investment choices. Client alleges losses from illiquid investments, options and taxes. However, the client was never invested in illiquid products.”

This claim, as of this posting, is currently Closed-No Action with a claim amount of $92,707.00 .

See more information on FINRA’s BrokerCheck site for Daniel Ernest Davis.

Were you a client of Daniel Ernest Davis?

If you had a negative experience or issue with Daniel Ernest Davis and AUSDAL FINANCIAL PARTNERS, INC. from LOUISVILLE, KY, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Daniel Ernest Davis, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Daniel Ernest Davis and AUSDAL FINANCIAL PARTNERS, INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.