Daniel James Claric (CRD#4797769) and SECURITIES AMERICA, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Daniel James Claric (CRD#4797769) regarding allegations made regarding the following:

Claim(s) Made Against Daniel James Claric:

Claim Date: 3/27/2020

“In 2018, the client‘s daughter took unauthorized distributions in the amount of $88,000 from her father‘s IRA that were not authorized.”

This claim, as of this posting, is currently Settled with a claim amount of $88,000.00 .

The investor was paid $14,999.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Daniel James Claric.

Were you a customer of Daniel James Claric?

If you were a customer of Daniel James Claric and SECURITIES AMERICA, INC. from Eugene, OR and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Daniel James Claric, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Daniel James Claric and SECURITIES AMERICA, INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.