Daniel Paul Kroll (CRD#5828794) and WELLS FARGO CLEARING SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Daniel Paul Kroll (CRD#5828794) regarding allegations made regarding the following:

Claim(s) Made Against Daniel Paul Kroll:

Claim Date: 2/24/2020

“Attorney for client alleged financial advisor misstated material facts pertaining to contributions to two retirement accounts, resulting in increased tax liability. (4/13/2018-9/30/2019)”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Daniel Paul Kroll.

Did you have a negative experience with Daniel Paul Kroll?

If you had a negative experience or issue with Daniel Paul Kroll and WELLS FARGO CLEARING SERVICES, LLC from HOUSTON, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Daniel Paul Kroll, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Daniel Paul Kroll and WELLS FARGO CLEARING SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.