Darin Andrew Stevens (CRD#4051859) and LPL FINANCIAL LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Darin Andrew Stevens (CRD#4051859) regarding allegations made regarding the following:

Claim(s) Made Against Darin Andrew Stevens:

Claim Date: 3/30/2020

“Claimants allege that LPL, after the fact, purchased their accounts in which alleged wrongdoing had previously occurred at a prior broker-dealer. There are no direct allegations of unsuitability against LPL or against advisor Darin Stevens while registered at LPL. Activity period: 6/09 to undetermined”

This claim, as of this posting, is currently Withdrawn with a claim amount of $500,000.00 .

See more information on FINRA’s BrokerCheck site for Darin Andrew Stevens.

Did you have a negative experience with Darin Andrew Stevens?

If you were a client of Darin Andrew Stevens and LPL FINANCIAL LLC from CHAMBLEE, GA and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Darin Andrew Stevens. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Darin Andrew Stevens and LPL FINANCIAL LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.