If your broker hurt your retirement, you may be able to recover
Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:
If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.
Claim(s) Made Against Darren Dean Wicks:
Claim Date: 5/5/2026
“The executor of a deceased customer’s estate filed a civil action alleging that customer assets held at the firm were improperly transferred to third parties who are related to the plaintiff and the deceased customer, and that the registered representative assisted in those actions. The lawsuit seeks monetary damages. The firm and registered representative deny all wrongdoing.”
This claim, as of this posting, is currently Pending with a claim amount of $240,000.00 .
