Daryl Howard Powell (CRD#4717769) and CHARLES SCHWAB & CO., INC.
The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Daryl Howard Powell (CRD#4717769) related to securities recommended or sold to you. Previously Reported Complaints include:
Claim(s) Made Against Daryl Howard Powell:
Claim Date: 11/10/2024
“The client alleges he was misled about a transfer of accounts from another firm. The client claims that he was advised the transfer would be in-kind and not incur any tax consequences.”
This claim, as of this posting, is currently Settled with a claim amount of $25,286.38 .
The investor was paid $8,000.00 by the brokers’ firm.
Claim Date: 3/13/2025
“Starting in 2021, the client alleges the associate misrepresented the brokerage account funds available for withdrawal from the Pledged Asset Line of credit.”
This claim, as of this posting, is currently Denied with a claim amount of $1,500,000.00 .
