Daryl Tomobu Serizawa (CRD#2293939) and WOODBURY FINANCIAL SERVICES, INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Daryl Tomobu Serizawa (CRD#2293939) regarding allegations made regarding the following:

Claim(s) Made Against Daryl Tomobu Serizawa:

Claim Date: 12/23/2019

“Customers allege inappropriate sale of private investment funds.”

This claim is currently Settled with a claim amount of $350,000.00 .

The investor was paid $335,875.45 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Daryl Tomobu Serizawa.

Were you a client of Daryl Tomobu Serizawa?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Daryl Tomobu Serizawa and WOODBURY FINANCIAL SERVICES, INC. and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you were a client of Daryl Tomobu Serizawa and WOODBURY FINANCIAL SERVICES, INC. from IRVINE, CA, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Daryl Tomobu Serizawa, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.