David Alexander Glennon (CRD#1039910) and MORGAN STANLEY

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against David Alexander Glennon (CRD#1039910) regarding allegations made regarding the following:

Claim(s) Made Against David Alexander Glennon:

Claim Date: 10/19/2003

“COMPLAINT ALLEGES THAT DAVID GLENNON AND PETER MCEVOY AS PORTFOLIO MANAGERS EXERCISED POOR JUDGEMENT AND INADEQUATE SUPERVISION OF HER THREE RELATED ACCOUNTS DURING THE PERIOD DECEMBER 2001 AND OCTOBER 2003.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for David Alexander Glennon.

Were you a customer of David Alexander Glennon?

If you are a former client of David Alexander Glennon and MORGAN STANLEY from Morristown, NJ, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including David Alexander Glennon, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of David Alexander Glennon and MORGAN STANLEY and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.