David John Venegas (CRD#2027844) and LPL FINANCIAL LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against David John Venegas (CRD#2027844) regarding allegations made regarding the following:

Claim(s) Made Against David John Venegas:

Claim Date: 1/11/2020

“The customer purchased an Allianz variable annuity in December 2018 and alleged he did not understand the surrender charges and wanted the contract rescinded. Based on a review of documentation which included an Annuity Checklist, Carrier Forms and the customer‘s admission that he received the prospectus, the complaint was found to be without merit.”

This claim, as of this posting, is currently Denied with a claim amount of $16,483.38 .

See more information on FINRA’s BrokerCheck site for David John Venegas.

Have an issue with David John Venegas?

If you were a customer of David John Venegas and LPL FINANCIAL LLC from Marysville, CA and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like David John Venegas, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of David John Venegas and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.