David Kevin Sager (CRD#4416389) and WELLS FARGO CLEARING SERVICES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against David Kevin Sager (CRD#4416389) regarding allegations made regarding the following:

Claim(s) Made Against David Kevin Sager:

Claim Date: 3/6/2020

“Clients complained that the financial advisor invested their funds in an aggressive mutual fund without their authorization. (11/7/2019-3/6/2020)”

This claim, as of this posting, is currently Settled.

The investor was paid $1,533.39 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for David Kevin Sager.

Did you have problems with David Kevin Sager?

If you had a negative experience or issue with David Kevin Sager and WELLS FARGO CLEARING SERVICES, LLC from FAYETTEVILLE, AR, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as David Kevin Sager, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of David Kevin Sager and WELLS FARGO CLEARING SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.