David Michael Wehrman (CRD#2941329) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against David Michael Wehrman (CRD#2941329) regarding allegations made regarding the following:

Claim(s) Made Against David Michael Wehrman:

Claim Date: 3/9/2020

“Time Frame: March 2, 2020 to March 9, 2020 What were the allegations against the individual? . The client alleges his instructions to liquidate his securities were not followed. The alleged damages are estimated to be in excess of $5,000.00.”

This claim, as of this posting, is currently Settled.

The investor was paid $18,467.83 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for David Michael Wehrman.

Did you have problems with David Michael Wehrman?

If you were a client of David Michael Wehrman and UBS FINANCIAL SERVICES INC. from Bellevue, WA, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including David Michael Wehrman, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of David Michael Wehrman and UBS FINANCIAL SERVICES INC. and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.