The brokerage industry reports any customer complaints made against or involving a broker on their publicly available Brokercheck Report. These reports are essential for transparency in the financial industry.
Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.
Claim(s) Made Against David Nathan Cohen:
Claim Date: 3/4/2026
“Client alleges misappropriation of funds.”
This claim, as of this posting, is currently Settled with a claim amount of $25,000.00 .
The investor was paid $25,000.00 by the brokers’ firm.
Claim Date: 1/30/2026
“Client alleges representative received wire transfers directly from client as part of an alleged fraud. Alleged compensatory damages in [REDACTED] Amended SOC is $500,000.”
This claim, as of this posting, is currently Pending.
Claim Date: 1/12/2026
“Claimant alleges the proceeds of a liquidated annuity were used for what he believed were purchases of investments and paid directly to his registered representative.”
This claim, as of this posting, is currently Settled with a claim amount of $250,550.19 .
The investor was paid $250,050.19 by the brokers’ firm.
Claim Date: 1/8/2025
“Clients allege misappropriation of funds.”
This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .
