Delia Janeth Diaz-Guadarrama (CRD#4373392) and ALLSTATE FINANCIAL SERVICES, LLC

If your broker hurt your retirement, you may be able to recover

Halling & Cayo, S.C. is evaluating legal claims involving this financial advisor's conduct. We encourage customers who believe they may have a cause of action related to these investment recommendations to reach out to our securities lawyers.

If a customer makes a complaint regarding a broker, it must be reported to the appropriate regulatory bodies, ensuring that a record of the dispute is available to the public.

Claim(s) Made Against Delia Janeth Diaz-Guadarrama:

Claim Date: 8/6/2026

“Customer alleges misrepresentation, conflict of interest, breaches of duty, and unsuitable recommendations based on age related to the sale of an Indexed Universal Life (IUL) insurance policy and a Variable Annuity. The customer further alleges the products were presented as tax-free retirement plans and that commissions, fees, and surrender charges were not disclosed. Damages sought include return of premiums, reimbursement of surrender charges and lost brokerage assets, return of agent commissions, and lost opportunity costs.”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

See more information on FINRA’s BrokerCheck site for Delia Janeth Diaz-Guadarrama.

Were you a client of Delia Janeth Diaz-Guadarrama?

The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing?.) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Delia Janeth Diaz-Guadarrama and ALLSTATE FINANCIAL SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you were a client of Delia Janeth Diaz-Guadarrama and ALLSTATE FINANCIAL SERVICES, LLC from Chicago, IL and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Delia Janeth Diaz-Guadarrama. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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