Dominic Palmisano Jr. (CRD#5936731) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Dominic Palmisano Jr. (CRD#5936731) regarding allegations made regarding the following:

Claim(s) Made Against Dominic Palmisano Jr.:

Claim Date: 2/11/2020

“Time Frame: June 14, 2018 What were the allegations against the individual? The client‘s wife who has authority alleges her husband‘s position in Apple was sold despite instructions not to sell it.”

This claim, as of this posting, is currently Settled with a claim amount of $7,604.46 .

The investor was paid $5,281.21 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Dominic Palmisano Jr..

Did you have problems with Dominic Palmisano Jr.?

If you were a client of Dominic Palmisano Jr. and UBS FINANCIAL SERVICES INC. from CINCINNATI, OH and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Dominic Palmisano Jr.. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Dominic Palmisano Jr. and UBS FINANCIAL SERVICES INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.